The following courses can be used to satisfy the new CE requirements set out by the Mutual Fund Dealers Association.

Individuals registered as Dealing Representatives must complete 20 Professional Development Credits, 2 Compliance Credits and 8 Business Conduct Credits, each cycle.

Each cycle is a 2-year period, the first of which is from December 1, 2021 to November 30, 2023.

We do not currently have any courses that provide Compliance Credits. Two of our courses (Dealing with Diminished Capacity and Professional Practice 2022 Update) provide Business Conduct credits. The remaining courses listed below provide Professional Development credits.